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144

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

   

OMB APPROVAL

  
   OMB Number      3235-0101  
   Expires:    July 31, 2023  
   Estimated average burden  
   hours per response      1.00  

 

FORM 144

 

NOTICE OF PROPOSED SALE OF SECURITIES

PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933

 

ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.

    SEC USE ONLY
  

                  

 

  

            

 

       
    

 

1(a) NAME OF ISSUER   (b) IRS IDENT. NO.   (c) S.E.C. FILE NO.        
First Industrial Realty Trust, Inc.   36-3935116   1-13102   (e) TELEPHONE NO
1(d) ADDRESS OF ISSUER   CITY   STATE   ZIP CODE       AREA CODE    NUMBER
1 N. Wacker Drive, Suite 4200   Chicago   Illinois   60606       312   344-4300
             
2(a) NAME OF PERSON FOR WHOSE ACCOUNT
THE SECURITIES ARE TO BE SOLD		   (b) RELATIONSHIP TO ISSUER       (c) ADDRESS (STREET, CITY, STATE, ZIP CODE)
John Rau   Director       209 East Lake Shore Drive, Chicago, IL 60611

INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.

 

3(a)                     (b)         SEC USE ONLY     (c)    (d)   (e)    (f)    (g)

Title of the Class

of Securities

To Be Sold

   

Name and Address of Each Broker Through Whom 

the Securities are to be Offered or Each Market

Maker who is Acquiring the Securities

   

Broker-Dealer

File Number

   

Number of Shares

or Other Units

To Be Sold

(See instr. 3(c))

   

Aggregate

Market Value

(See instr. 3(d)) 

  

Number of Shares 

or Other Units

Outstanding

(See instr. 3(e))

   

Approximate

Date of Sale

(See instr. 3(f))

(MO. DAY YR.)

   

Name of Each

Securities

Exchange

(See instr. 3(g))

Common    

Morgan Stanley & Co. LLC

1585 Broadway

New York, NY 10036

         43,261    $1,852,868   129,050,312   

11/16/2020

    New York Stock Exchange
INSTRUCTIONS:

1.

   (a)   Name of issuer
  (b)   Issuer’s I.R.S. Identification Number
  (c)   Issuer’s S.E.C. file number, if any
 

(d)

(e)

  

Issuer’s address, including zip code

Issuer’s telephone number, including area code

2.

   (a)   Name of person for whose account the securities are to be sold
  (b)   Such person’s relationship to the issuer (e.g., officer, director, 10 percent stockholder, or member of immediate family of any of the foregoing)
  (c)   Such person’s address, including zip code
3.   (a)   Title of the class of securities to be sold
  (b)   Name and address of each broker through whom the securities are intended to be sold
  (c)   Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
  (d)   Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
  (e)  

Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer

Approximate date on which the securities are to be sold

  (f)
  (g)   Name of each securities exchange, if any, on which the securities are intended to be sold
 

 

Potential persons who are to respond to the collection of information contained in this form are not required

to respond unless the form displays a currently valid OMB control number.

TABLE I — SECURITIES TO BE SOLD

Furnish the following information with respect to the acquisition of the securities to be sold

and with respect to the payment of all or any part of the purchase price or other consideration therefor:

 

Title of
the Class		   

Date you  

Acquired  

    Name of Acquisition Transaction   

Name of Person From

Whom Acquired

(If gift, also give date donor acquired)

    Amount of
Securities Acquired 		    Date of Payment      Nature of Payment
     Common        11/14/2008      Purchase         N/A         15,000         11/14/2008    Cash
     01/31/2009      First Industrial Director’s grant         First Industrial Realty, Inc.         389         N/A    N/A
     07/01/2009      First Industrial Director’s grant         First Industrial Realty, Inc.         1,500         N/A    N/A
     07/09/2009      First Industrial Director’s grant         First Industrial Realty, Inc.         2,299         N/A    N/A
     10/09/2009      First Industrial Director’s grant         First Industrial Realty, Inc.         1,905         N/A    N/A
     01/08/2010      First Industrial Director’s grant         First Industrial Realty, Inc.         1,912         N/A    N/A
     01/31/2010      First Industrial Director’s grant         First Industrial Realty, Inc.         350         N/A    N/A
     07/01/2010      First Industrial Director’s grant         First Industrial Realty, Inc.         1,500         N/A    N/A
     12/14/2010      Purchase         N/A         10,000         12/14/2010    Cash
     01/31/2011      First Industrial Director’s grant         First Industrial Realty, Inc.         801         N/A    N/A
     07/01/2011      First Industrial Director’s grant         First Industrial Realty, Inc.         1,500         N/A    N/A
     01/31/2012      First Industrial Director’s grant         First Industrial Realty, Inc.         1,095         N/A    N/A
     01/31/2013      First Industrial Director’s grant         First Industrial Realty, Inc.         1,489         N/A    N/A
     01/31/2014      First Industrial Director’s grant         First Industrial Realty, Inc.         3,521         N/A    N/A
INSTRUCTIONS:    If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

 

 

TABLE II — SECURITIES SOLD DURING THE PAST 3 MONTHS

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

 

Name and Address of the Seller   Title of Securities Sold   Date of
Sale		   Amount of    
Securities Sold    		   Gross Proceeds    
                                     

Remarks:

 

 

 

INSTRUCTIONS:

See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

November 16, 2020

 

Date of Notice

 

 

Date of Plan Adoption or Giving of Instruction, if Relying on Rule 10b5-1.

/s/ John Rau

 

(Signature)

The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed.

Any copies not manually signed shall bear typed or printed signatures.

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)